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  3. NTSB A-21-030
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NTSB · Safety Recommendation

Safety Recommendation A-21-030

Recommendation

TO THE FEDERAL AVIATION ADMINISTRATION: Require automatic dependent surveillance-broadcast weather (ADS-B Wx)-equipped aircraft to broadcast ADS-B Wx information when operating in airspace requiring automatic dependent surveillance-broadcast capability as defined by Title 14 Code of Federal Regulations 91.225.

Safety Issue and Context

Turbulence-related accidents are the most common type of accident involving air carriers operating under Title 14 Code of Federal Regulations (CFR) Part 121. From 2009 through 2018, the National Transportation Safety Board (NTSB) found that turbulence-related accidents accounted for more than a third of all Part 121 accidents; most of these accidents resulted in one or more serious injuries but no aircraft damage.

This NTSB safety research report examines the prevalence and risk factors of turbulence-related accidents in Part 121 air carrier operations; assesses the effectiveness of policies, programs, technologies, and other applicable safety countermeasures; and makes recommendations for improving turbulence avoidance and injury mitigation.

Response History

March 3, 2025 · NTSB Correspondence · FAA

On February 11, 2025, FAA Acting Administrator Christopher J. Rocheleau informed us that the agency is continuing the work described in its previous letter regarding Safety Recommendation A-21-30. We look forward to receiving your next update.

February 11, 2025 · Recipient Response · FAA

-From Christopher J. Rocheleau, Acting Administrator: The Federal Aviation Administration (FAA) agrees with the Board that automatic dependent surveillance-broadcast weather (ADS-B Wx) may be a positive update for aircraft flying in the National Airspace System (NAS); however, ADS-B Wx is not yet fully vetted for safe, functional operation at this time. Notable progress to operationalize this technology is outlined below.

To reduce turbulence injuries, the FAA continues to develop algorithms to produce Eddy Dissipation Rate turbulence information from the vertical rate data in downlinked ADS-B reports. Using recorded data, an offline demonstration to assess the benefits of computing this turbulence information into the Graphical Turbulence Guidance-Nowcast (GTG-N) product was successfully completed. Recognizing the limitations of the demonstration, which included limited data runs and no updates to GTG-N, the results indicated that the ADS-B VR turbulence information improved the accuracy of GTG-N without negative effects.

We plan to perform additional offline data runs with GTG-N in the coming year to increase confidence in the results of the offline demonstration.

The FAA is planning an online demonstration with the objective of identifying any issues with the algorithms operating in a pseudo-operational configuration. If successful, the demonstration will identify a potential path to transition the algorithms into operational use.

The FAA also continues to support RTCA’s Special Committee 186, Automatic Dependent Surveillance-Broadcast (ADS-B), efforts to correlate the various ADS-B techniques for reporting turbulence observations to enable sharing of the turbulence observations with accurate understanding. The RTCA Committee was provided a briefing on the status of the ADS-B VR algorithms development along with the results of the offline demonstration to ensure that the standard being developed accounts for the use of ADS-B VR.

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Recommendation Facts

Status
Open - Acceptable Response
Issued
September 7, 2021
Priority
CLASS II
Recipient
FAA
Adopted
August 10, 2021
Related Investigation
DCA18SS003
Related Report
SS-21-01

The FAA anticipates providing an update to Safety Recommendation A-21-30 by June 30, 2025.

January 3, 2024 · NTSB Correspondence · FAA

We note that, to further assess ADS-B Wx, you are performing an offline benefits analysis demonstration of version 3 ADS-B Wx and an online pseudo-operational demonstration. We also note that you are developing a plan to transfer the algorithms from research to operational use.

We believe your planned actions for vetting ADS-B Wx for safe, functional operation in the NAS are responsive to this recommendation. Pending completion of these efforts and the recommended requirement, Safety Recommendation A-21-30 remains classified OPEN-- ACCEPTABLE RESPONSE.

July 10, 2023 · Recipient Response · FAA

-From Polly Trottenberg, Acting Administrator: As stated in our letter dated September 21, 2022, the Federal Aviation Administration (FAA) agrees that ADS-B Wx may be a positive update for aircraft flying in the National Airspace System (NAS). However, ADS-B Wx is not fully vetted for safe, functional operation at this time.

To further assess ADSB Wx, the FAA will:

1. Perform an offline benefits analysis demonstration of version 3 ADS-B Wx planned for Fiscal Year (FY) 2023;

2. Perform an online pseudo-operational demonstration planned for FY24; and

3. Continue to develop a transition plan to transfer the algorithms from research to operational use.

Once available to all users of the NAS, ADS-B Wx has the benefit of being free to the aircraft operator because this information is already sent through ADS-B. In addition, each aircraft provides the data output that will allow for more turbulence observations from more areas.

I will keep the Board informed of the FAA’s progress on Safety Recommendation A-21-30 and anticipate providing an update by May 31, 2024.

February 9, 2023 · NTSB Correspondence · FAA

We note that, although you agree that ADS-B Wx may be a positive update for aircraft flying in the National Airspace System (NAS), you cannot include ADS-B Wx in the NAS until it has been fully vetted for safe functional operation. We also note that you are working to address this issue. We would like to know what work needs to be completed before the FAA can fully support including ADS-B Wx in the NAS, and how the FAA plans to complete that work.

We have reviewed draft Technical Standard Order (TSO) C154d, “Universal Access Transceiver ADS-B Equipment Operating on the Radio Frequency of 978 Megahertz,” and draft TSO-C166c, “Extended Squitter ADS-B and Traffic Information Service–Broadcast (TIS-B) Equipment Operating on the Radio Frequency of 1090 Megahertz.” We note that the draft TSOs propose including ADS-B Wx as an optional capability. We point out, however, that to satisfy the intent of Safety Recommendation A-21-28, the updated ADS-B standards need to include ADS-B Wx as a required capability.

We believe this change would increase the number of ADS B Wx equipped aircraft and the volume of turbulence observations available to all NAS stakeholders. Therefore, we encourage you address this concern in the final TSOs.

Pending our review of the published TSOs, which should require ADS-B Wx, the requested information, and completion of the recommended actions, Safety Recommendations A 21-28 through -30 remain classified OPEN-- ACCEPTABLE RESPONSE.

September 21, 2022 · Recipient Response · FAA

From Billy Nolen, Acting Administrator, Federal Aviation Administration: The Federal Aviation Administration (FAA) reviewed the Board’s safety research report, “Preventing Turbulence-Related Injuries in Air Carrier Operations Conducted Under Title 14 Code of Federal Regulations Part 121.” We agree with the statement on page 41 of the report that “ADS-B Wx is a proposed addition to ADS-B…[and] the RTCA and the European Organization for Civil Aviation Equipment have developed the requirements for ADS-B Wx, which are incorporated into version 3 of the ADS-B minimum operational performance standards as optional capabilities (RTCA 2020).”

The FAA also agrees that ADS-B Wx may be a positive update for aircraft flying in the National Airspace System (NAS). However, since ADS-B Wx is not fully vetted for safe functional operation, the FAA is unable to fully support the inclusion of ADS-B Wx in the NAS at this time. We will update the Board on the potential availability of ADS-B Wx to all users of the NAS.

I will keep the Board informed of the FAA’s progress on Safety Recommendation A-21-30 and anticipate providing an update by August 30, 2023.

May 4, 2022 · NTSB Correspondence · FAA

We note that you are reviewing Parts 121 and 91 requirements and associated guidance material that pertain to ADS-B to determine if updates are needed. We believe your planned review is a necessary first step to responding to these recommendations. Pending completion of your review and a detailed plan for responding to each of these recommendations, Safety Recommendations A-21-26 and -28 through -30 are classified OPEN-- ACCEPTABLE RESPONSE.

November 19, 2021 · Recipient Response · FAA

-From Steve Dickson, Administrator: The FAA is reviewing Title 14 CFR Part 121 and 91 requirements and associated guidance material that pertain to ADS-B. Our review will determine if updates to these requirements and/or current guidance material are necessary to address turbulence-related injuries.

September 7, 2021 · NTSB Correspondence · FAA

The attached letter from the NTSB Chairman provides information about the NTSB’s August 10, 2021, report Preventing Turbulence-Related Injuries in Air Carrier Operations Conducted Under Title 14 Code of Federal Regulations Part 121, NTSB/SS-21/01. The details of this accident investigation and the resulting safety recommendations may be found in the attached report, which can also be accessed at http://www.ntsb.gov.

The NTSB is vitally interested in these recommendations because they are designed to prevent accidents and save lives. We would appreciate a response within 90 days of the date of this letter, detailing the actions you have taken or intend to take to implement these recommendations. When replying, please refer to the safety recommendations by number (for example, A-21-25 through -42; Reiterated Recommendations A-17-21 and -22, A-17-26; Classified and Reiterated Recommendation A-17-25). We encourage you to submit your response to ExecutiveSecretariat@ntsb.gov.

If your reply exceeds 20 megabytes, including attachments, please e mail us at the same address for instructions on how to send larger documents. Please do not submit both an electronic copy and a hard copy of the same response.

This letter provides information about the National Transportation Safety Board’s (NTSB) August 10, 2021, report Preventing Turbulence-Related Injuries in Air Carrier Operations Conducted Under Title 14 Code of Federal Regulations Part 121, NTSB/SS-21/01. The details of this safety research and the resulting safety recommendations may be found in the attached report, which can also be accessed at http://www.ntsb.gov.

As a result of this research, we identified the following safety issues:

• Insufficient submission and dissemination of turbulence observations. • A lack of shared awareness of turbulence risks. • The need for mitigation of common turbulence-related injury circumstances. • The need for updated turbulence guidance.

Accordingly, the NTSB makes the following safety recommendations to the Federal Aviation Administration. Additional information regarding these recommendations can be found in the noted sections of the report.

• Work with stakeholders to standardize the distribution of pilot weather reports (PIREPs) across and within air traffic control facilities to ensure they are disseminated to only those facilities and air traffic controller positions for which each PIREP applies. (A-21-25) (See section 4.1.1.)

• As a condition of enhanced weather information system approval, require Title 14 Code of Federal Regulations Part 121 air carriers to disseminate all turbulence observations to the National Airspace System as pilot weather reports, as well as reports of smooth ride conditions. (A-21-26) (See section 4.1.1.)

• Determine how to harmonize current and future eddy dissipation rate algorithm performance in operational environments and publish the results of this determination. (A 21-27) (See section 4.1.2.)

• Incorporate the automatic dependent surveillance-broadcast weather capability in the next version of the automatic dependent surveillance broadcast technical standard order. (A 21 28) (See section 4.1.2.)

• After the automatic dependent surveillance-broadcast (ADS-B) technical standard order is revised as recommended in Safety Recommendation A 21 28, require that aircraft flown in Title 14 Code of Federal Regulations Part 121 air carrier operations be retrofitted with automatic dependent surveillance broadcast weather capable ADS-B equipment. (A 21 29) (See section 4.1.2.)

• Require automatic dependent surveillance-broadcast weather (ADS-B Wx)-equipped aircraft to broadcast ADS-B Wx information when operating in airspace requiring automatic dependent surveillance-broadcast capability as defined by Title 14 Code of Federal Regulations 91.225. (A-21-30) (See section 4.1.2.)

• In collaboration with the National Weather Service, modify airmen’s meteorological information (AIRMET) advisory issuing practices to include graphical AIRMET advisories with higher granularity, taking into account the effect it would have on all National Airspace System users. (A-21-31) (See section 4.2.1.)

• Distribute graphical airmen’s meteorological information advisories, significant meteorological information advisories, and center weather advisories to air traffic controllers as controller-selectable layers on current and future controller radar displays in air route traffic control centers and terminal radar approach control facilities. (A 21 32) (See section 4.2.1.)

• Work with local safety councils to develop training on the use of the advisories developed for Safety Recommendation A-21-32. (A-21-33) (See section 4.2.1.)

• In collaboration with the National Weather Service, operationalize a turbulence nowcast, such as the graphical turbulence guidance nowcast. (A-21-34) (See section 4.2.2.)

• Develop air traffic control guidelines for use of the turbulence nowcast operationalized in accordance with Safety Recommendations A-21-34 and A-21-44. (A-21-35) (See section 4.2.2.)

• Incorporate total lightning and hail information as selectable layers on air traffic controller radar displays in air route traffic control centers and terminal radar approach control facilities. (A-21-36) (See section 4.2.3.)

• After the action in Safety Recommendation A-21-36 is completed, provide training to air traffic controllers on the use of the controller-selectable total lightning and hail information. (A-21-37) (See section 4.2.3.)

• Based on National Transportation Safety Board data on turbulence-related Title 14 Code of Federal Regulations Part 121 accidents, include in the revisions to Advisory Circular 120-88A, “Preventing Injuries Caused by Turbulence,” in Safety Recommendation A-21-42 the phases of flight and associated altitudes at which flight attendants should be secured in their seats during Part 121 air carrier operations, including in particular the descent phase of flight. (A 21 38) (See section 4.3.1.)

• Conduct a study of how aircraft accelerations vary along the length of the aircraft during turbulence encounters, including differences among aircraft types operated by Title 14 Code of Federal Regulations Part 121 air carriers, and publish the study findings. (A 21 39) (See section 4.3.2.)

• Conduct a study to determine the factors that affect caregivers’ decisions about the use of child restraint systems (CRSs) when traveling on a Title 14 Code of Federal Regulations Part 121 air carrier airplane with children under the age of 2 and to understand the challenges associated with using CRSs; publish the study findings. (A-21-40) (See section 4.3.3.)

• After the action in Safety Recommendation A-21-40 is completed, use the study findings to direct the Federal Aviation Administration’s efforts to increase child restraint system usage. (A-21-41) (See section 4.3.3.)

• Revise Advisory Circular 120-88A, “Preventing Injuries Caused by Turbulence,” to reflect current best practices and the findings of this research report, such as new turbulence forecasting and warning technologies; training methods; in-flight communications between pilots and flight attendants, procedures, and available information for predicting turbulence; and altitudes at which flight attendants should be secured in their seats. (A 21 42) (See section 4.4.)

In addition, the NTSB reiterates the following recommendations to the Federal Aviation Administration:

• Provide air traffic controllers with automated pilot weather report (PIREP) data-collection tools that incorporate design elements to prevent input errors, increase quantity, and improve the timeliness of PIREPs disseminated to the National Airspace System. (A 17 21) (See section 4.1.1.)

• Incorporate automation technology that captures data elements from air traffic controllers’ displays,