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  3. NTSB A-14-043
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NTSB · Safety Recommendation

Safety Recommendation A-14-043

Recommendation

TO THE FEDERAL AVIATION ADMINISTRATION: Task a panel of human factors, aviation operations, and aircraft design specialists, such as the Avionics Systems Harmonization Working Group, to develop design requirements for context-dependent low energy alerting systems for airplanes engaged in commercial operations.

Safety Issue and Context

This report discusses the July 6, 2013, accident involving a Boeing 777-200ER, Korean registration HL7742, operating as Asiana Airlines flight 214, which was on approach to runway 28L when it struck a seawall at San Francisco International Airport (SFO), San Francisco, California. Three of the 291 passengers were fatally injured; 40 passengers, 8 of the 12 flight attendants, and 1 of the 4 flight crewmembers received serious injuries. The other 248 passengers, 4 flight attendants, and 3 flight crewmembers received minor injuries or were not injured. The airplane was destroyed.

Safety issues relate to the need for Asiana pilots to adhere to standard operating procedures regarding callouts; reduced design complexity and enhanced training on the airplane’s autoflight system; opportunity at Asiana for new instructors to supervise trainee pilots in operational service during instructor training; guidance for Asiana pilots on use of flight directors during a visual approach; more manual flight for Asiana pilots; a context-dependent low energy alert; research that examines the injury potential from significant lateral forces in airplane crashes and the mechanism that produces high thoracic spinal injuries; evaluation of the adequacy of slide/raft inertia load certification testing; aircraft rescue and firefighting (ARFF) training for officers in command of an aircraft accident response; guidance on when to use a skin-piercing nozzle on a burning airplane fuselage; integration of the medical supply buses at SFO into the airport’s preparation drills; guidance or protocols for ensuring the safety of passengers and crew at risk of a vehicle strike during ARFF operations; requirements for ARFF staffing; improvements in SFO emergency communications; and increased Federal Aviation Administration (FAA) oversight of SFO’s emergency procedures manual.

Safety recommendations are addressed to the FAA, Asiana Airlines, Boeing, the ARFF Working Group, and the City of San Francisco.

Response History

June 10, 2026 · Recipient Response · FAA

-From Bryan Bedford, Administrator: The FAA previously indicated that we tasked RTCA Special Committee 231 (SC-231), Terrain Awareness Warning System (TAWS), to develop design standards for associated controlled flight into terrain/loss of control mitigations, with the intent to incorporate context-dependent low-energy alerting systems (CDLEAS) as a uniquely defined enhanced ground proximity warning system alert mode. Subsequently, RTCA SC-231 has indicated that developing CDLEAS functionality within TAWS poses significant technical difficulties due to many complex airplane performance and configuration interdependencies associated with providing timely low-energy alerting.

While SC-231 continues to work on product performance standards to prevent controlled flight into terrain accidents, including standards for Automatic Ground Collision Avoidance System for general aviation and commercial aircraft, the committee has recommended that CDLEAS be incorporated as part of each airplane’s basic type design.

The FAA is now considering alternative options for implementing industry recommendations for CDLEAS provided by the Avionics Systems Harmonization Working Group and Flight Test Harmonization Working Group. These options could emphasize revisions to existing certification guidance to enable voluntary implementation, or possible future rulemaking, if determined to be appropriate and cost-beneficial. In the interim, the FAA is actively working with type design approval holders to ensure airplane systems provide adequate alerting and/or envelope protection in new airplane designs.

I will keep the Board informed of the FAA’s progress on Safety Recommendations A-14-42 and -43 and anticipate providing an update by January 31, 2027.

November 4, 2024 · NTSB Correspondence · FAA

We note that, based on the Low Energy Alerting Recommendations Report from the Aviation Rulemaking Advisory Committee’s ASHWG, you determined that Context-Dependent Low Energy Alerting System (CDLEAS) standards are needed. On August 2, 2024, your staff informed us that RTCA Special Committee (SC) 231, Terrain Awareness Warning System (TAWS), is working to incorporate a low-energy alerting mode in the TAWS Minimum Operational Performance Standards (MOPS) and that the updated TAWS MOPS are expected by June 2025. We also note that, in February 2023, you completed FAA-sponsored research that assessed the performance of various technologies to prevent and manage low energy.

Read Recommendation

Recommendation Facts

Status
Open - Acceptable Response
Issued
July 16, 2014
Priority
CLASS II
Recipient
FAA
Adopted
July 11, 2014
Related Investigation
DCA13MA120
Related Report
AAR-14-01

Your staff informed us that none of the technologies were effective in preventing stalls, but that you intend to work with RTCA SC-231 to evaluate additional CDLEAS technologies and will continue to sponsor research and development on automatic ground collision avoidance systems (aGCAS). Pending completion of your research, Safety Recommendation A-14-43 remains classified OPEN-- ACCEPTABLE RESPONSE.

August 30, 2023 · Recipient Response · FAA

-From Kathryn B. Thomson, Deputy Administrator: The Federal Aviation Administration (FAA) is evaluating the resulting data from its sponsored research study on assessing the performance of various methods to prevent and manage low energy, completed in February 2023. Based on the Low Energy Alerting Recommendations Report from the Aviation Rulemaking Advisory Committee’s Avionics Systems Harmonization Working Group (ASHWG), which recommends a new design standard for low energy alerting, alone or in combination with low energy protection, for the normal landing configuration, we determined that it is appropriate to develop context-dependent low energy alerting systems (CDLEAS) standards.

The FAA also has plans to request that RTCA Special Committee 231, Terrain Awareness Warning System (TAWS), develop design standards for associated controlled flight into terrain/loss of control mitigations. The CDLEAS design standards will be based in part on the recently completed FAA-sponsored research on low speed/low energy systems. The intent is to incorporate the CDLEAS functionality as a uniquely defined enhanced ground proximity warning system alert mode.

Additionally, we will continue ongoing FAA-sponsored research and development efforts on automatic ground collision avoidance systems (aGCAS), with aGCAS systems providing a last line of defense against controlled flight into terrain and low airspeed/low energy accidents, and will determine implementation options for transport category airplanes based on the work of the ASHWG.

I will keep the Board informed of the FAA’s progress on Safety Recommendation A-14-43 and anticipate providing an update by July 31, 2024.

June 30, 2022 · NTSB Correspondence · FAA

We note that, on March 18, 2021, the Aviation Rulemaking Advisory Committee accepted the ASHWG’s report on low energy, which recommends revising Part 25 to include a new requirement for low-energy alerting, alone or in combination with low energy protection, for the normal landing configuration. We also note that you are evaluating the ASHWG report and sponsoring research to assess various methods to prevent and manage low energy. Pending completion of your research, Safety Recommendation A-14-43 remains classified OPEN-- ACCEPTABLE RESPONSE.

April 18, 2022 · Recipient Response · FAA

-From Billy Nolen, Acting Administrator: On March 19, 2021, the Federal Aviation Administration (FAA) received the Low Energy Alerting recommendations report from the Aviation Rulemaking Advisory Committee’s Avionics Systems Harmonization Working Group. This report is available on the following website: https://www.faa.gov/regulations_policies/rulemaking/committees/documents/index.cfm/committ ee/browse/committeeID/1

We are evaluating the report’s recommendations, in combination with ongoing FAA-sponsored research that is looking into the potential for additional low energy management and prevention, to assess the performance of various methods to prevent and manage low energy. We expect to conclude our research by December 31, 2022, and will subsequently begin a review of appropriate implementation options for transport category aircraft.

I will keep the Board informed of the FAA’s progress on Safety Recommendation A-14-43 and provide an update by March 31, 2023.

July 2, 2020 · NTSB Correspondence · FAA

We note that, in January 2018, you asked the Aviation Rulemaking Advisory Committee (ARAC) to develop and recommend design requirements for the Context-Dependent Low Energy Alerting Systems (CDLEAS) for airplanes used in commercial operations. You reported that the ARAC has assigned this task to the ASHWG, which is developing recommendations for the CDLEAS. We also note that you are sponsoring research that is considering the factors that should influence CDLEAS requirements. Pending our review of the working group’s recommendations and completion of the recommended action, Safety Recommendation A-14-43 remains classified OPEN--ACCEPTABLE RESPONSE.

February 11, 2020 · Recipient Response · FAA

-From Steve Dickson, Administrator: In January 2018, the FAA tasked the Aviation Rulemaking Advisory Committee (ARAC) to develop and recommend design requirements for the Context-Dependent Low Energy Alerting Systems (CDLEAS), for airplanes engaged in commercial operations. The ARAC assigned this task to the Avionics Systems Harmonization Working Group (ASHWG), which held their first meeting to discuss CD LEAS November 13-14, 2018. We expect to receive recommendations for the CD LEAS from the ASHWG in late 2021. We also note that the FAA is sponsoring research with industry to characterize what factors should influence CDLEAS requirements.

We will provide the results of this research to the ASHWG for their consideration in formulating recommendations.

I will keep the Board informed of the FAA's progress on these recommendations and anticipate providing an update by December 2020.

December 12, 2014 · NTSB Correspondence · FAA

We note that, since March 2013, you have been reviewing the findings and recommendations of your Avionics Systems Harmonization Working Group (ASHWG) related to low-airspeed alerting systems, and that, as a result, you are considering rulemaking. The work of the ASHWG was done in response to Safety Recommendations A-03-53 and -54, which were superseded by Safety Recommendation A-10-12. In our investigation of the Asiana Airlines flight 214 accident, we found that the Boeing 777 was equipped with a low airspeed alerting system that provided both an aural and a visual alert, which would have satisfied our previous recommendations on low airspeed alerting systems.

However, the Asiana Airlines flight 214 accident demonstrated that existing low airspeed alert systems may not be adequately tailored to alert pilots to an impending hazard caused by a combination of conditions such as low airspeed and low altitude. We issued Safety Recommendation A-14-43 because our investigation had found that alerting systems based on a low energy state were needed in addition to, or instead of, a low airspeed alerting system.

We are encouraged that you will evaluate the effectiveness of the potential rule change to determine whether additional work is needed to address a context-dependent low energy alerting systems for airplanes engaged in commercial operations. Pending completion of the recommended action, Safety Recommendation A-14-43 is classified OPEN—ACCEPTABLE RESPONSE.

October 9, 2014 · Recipient Response · FAA

-From Michael P. Huerta, Administrator: In March 2013, the Avionics Systems Harmonization Working Group (ASHWG) submitted the Low Airspeed Alerting findings and recommendations to the FAA. To address the ASHWG recommendations, we are considering rulemaking for parts 121 and 129.

We will evaluate the effectiveness of the potential rule change to determine whether additional work will be needed to address context-dependent low energy alerting systems for airplanes engaged in commercial operations.

The FAA will also work with Boeing to review the design and examine the various means by which the Boeing 777 automatic flight control system controls airspeed. We will evaluate the results of our review and determine the appropriate course of action regarding flightcrew interfaces with autoflight systems.